Posted On: October 13, 2008
Lehman Brothers Brokers Protest.
A friend of mine sent me this picture claiming that it was a protest of Lehman Brothers employees outside their office.
I think he's pulling my leg.
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Recent Entries
- July 2, 2009 6:26 AM
FINRA proposes changes to suitability and "know your customer" rules As part of FINRA’s ongoing effort to consolidate and reconcile the former NASD and NYSE manuals, changes are in the works. FINRA recently filed a proposed rule change that is going to make changes to FINRA suitability rules, as we have known them, noticeably different. - June 30, 2009 10:37 PM
Governor Crist signs Investor Protection Bill into law to protect Floridians It's a new dawn. It's a new day and investors in Florida should be feeling good. Florida Governor Charlie Crist signed House Bill 483 into law on Monday, which adds protections for Securities investors today, designed to protect securities investors from Bernie Madoff type ponzi schemes. - June 24, 2009 11:49 PM
Interesting Perspective on Arbitration measures for Securities Issues Today, I came across an interesting article from Bloomberg News on the Arbitration debate over financial investments. It was a Commentary written by Bloomberg News Columnist Susan Antilla entitled "Obama Fails to End Kangaroo Courts for Investors". - June 24, 2009 9:51 PM
Five Tips Widows can use for Financial Guidance and Respect from Financial Advisors It is safe to say that after losing a loved one, a widow has a lot on their plate, However, this loss does not mean that Financial Advisors can ignore them or mismanage their account. A recent study by Allianz Life found that - June 24, 2009 5:00 AM
Attorney Marc Dobin speaks on Regulation 151A on Webinar for West Legal Works Financial Services Division Director, Attorney Marc Dobin will be a presenter for West Legal Works on the topic of "Update on SEC Regulation 151A" for a Webinar being held on June 25th, 2009 at 12pm, EST.
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