Posted On: June 24, 2009 by LaBovick Law

Attorney Marc Dobin speaks on Regulation 151A on Webinar for West Legal Works

Financial Services Division Director, Attorney Marc Dobin will be a presenter for West Legal Works on the topic of "Update on SEC Regulation 151A" for a Webinar being held on June 25th, 2009 at 12pm, EST.

This Webinar is a Live Webcast presented by West Legal Works, on the following area:

Description: On December 17, 2008, the SEC approved Rule 151A, which will regulate equity indexed annuities as securities. In this webcast, you'll get an update on the status of the rule, and some of the consequences to insurance companies, agents, broker-dealers and representatives, and consumers if it becomes effective as written. Panelists will also discuss the pros and cons of the Regulation from different industry (insurance vs. broker-dealer) and consumer perspectives, as well as discuss what steps firms may need to consider in preparing for the effective date of the regulation.

Speakers for this Live Webcast include:

Joel R. Beck - The Beck Law Firm LLC; Snellville, GA
Marc S. Dobin - LaBovick & LaBovick PA; Palm Beach Gardens, FL
Linas Sudzius, JD, CLU, ChFC - President, Advanced Underwriting Consultants; Franklin, TN

Attendees of the webcast will receive CLE Credit. Check out the following link for more information and to register.

West Legal Education Center

Posted by LaBovick Law | | Email This Post

Posted In: Firm News , Securities Industry

Bookmark and Share

Subscribe

Subscribe to the blogs's ATOM feed Subscribe to the RSS feed

Subscribe

Contact Us

Recent Entries

  • January 1, 2010 5:03 PM
    Happy New Year - 2010 Happy New Year! Today marks the first day of 2010. It marks the beginning of a fresh new start. Please enjoy a few important highlights from the Securities and Exchange Commission: The SEC has approved stronger safeguards to Protect Clients’ Assets Controlled by Investment Advisers The new rules provide safeguards where there is a heightened potential for fraud or theft of client assets. The SEC’s new amended custody rule, promotes independent custody and requires the use of independent public accountants as third-party monitors.
  • November 20, 2009 4:06 AM
    Former Chairman found guilty on securities fraud charges for $8.6 billion fraud Former McKesson executive, Charles McCall can now join the Bernie Madoff Club. Yesterday he was found guilty of investment fraud that cost investors $8.6 billion. McCall is a former Chairman of the McKesson Corp. A San Francisco jury found him guilty of securities fraud and violating accounting rules. On a positive note he was acquitted on falsifying records. His sentencing will take place next March.
  • November 20, 2009 3:08 AM
    Financial Services Divsion - Investment Fraud Seminar a Success I am pleased to announce that yesterday our Investment Fraud Seminar in West Palm Beach was a huge success. It was held in the beautiful Phillips Point Club. The 4 hour seminar, Investing in a Post Madoff Environment: Financial Fraud: How it's accomplished, how to detect it, and how to recover from it. sponsored by the Financial Services Divsion of LaBovick & LaBovick, P.A. was attended by over 100 people from South Florida. The attendees included, CPAs, Attorneys, Bankers, Financial Representatives and a host of other professionals.
  • November 18, 2009 3:10 AM
    Investing in a Post Madoff Environment: Financial Fraud Seminar for Industry Professionals In an effort to educate industry professionals on how to fight financial fraud, The Financial Services Division of LaBovick & LaBovick, P.A. is holding a Financial Fraud Seminar in conjunction with the Daily Business Review on the very relevant subject: Investing in a Post Madoff Environment: Financial Fraud: How it's accomplished, how to detect it, and how to recover from it. The Seminar will be held on November 19, 2009 - 8am at Phillips Point Club in West Palm Beach. Marc S. Dobin, Esq., Director of the Financial Services Division at LaBovick & LaBovick, P.A., will be a featured speaker along with other leading Securities Industry professionals.
  • November 18, 2009 2:05 AM
    Florida Investor Protection Act takes center stage against Securities Fraud Not a minute too soon, Florida Governor Charlie Crist, signed the Florida Investor Protection Plan, Florida House Bill 483, into law, effective July 1, 2009. As we mentioned in a previous post on The Law Planet Blog, this was a new day for Florida investors. In the wake of fraudulent Ponzi Schemes such as, the Bernie Madoff Ponzi Scheme and the new Scott Rothstein Ponzi Scheme, investors need extra protections against investor fraud. Yesterday, the law blawg, LawUpdates.com, wrote an excellent commentary on the Florida Investor Protection Act The post gives background on "blue sky laws" and how states regulate securities transactons within their state. The authors provide a clear and concise analysis of Florida's Investor Protection Act that sheds light on how in Florida, the AG and government agencies have more authority to fight investor fraud.

Legal Blogs