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  • I'm Quoted in Registered Rep Magazine
  • NY Court Upholds U-5 Immunity
  • FINRA Changes Arbitration Hearing Practices
  • Microsoft Live.com Feature Gives Everyone a New Perspective
  • Head Shaving To Cure Cancer
  • Why The iPhone Won't Control The World
  • FINRA, Formerly NASD, Gets Serious About Enforcing Fines
  • U.S. Supreme Court Allows 401(k) Claims
  • Dobin & Jenks Helps Royal Palm Beach High School Wildcats Softball
  • SEC Seeks To Change Broker Transfer Procedures
  • Digital Television Is Coming! Digital TV Is Coming!
  • Job Failures Result In Big Rewards
  • FINRA Closes The Expungement Loophole Some More
  • Subprime Meltdown - Cleaning Up After The Circus Has Left Town
  • Jupiter, Florida, Attorney Marc S. Dobin To Speak On Securities Fraud
  • Something For Nothing - Free Software Every Day
  • The 21st Century Way To Bank - Remote Deposit
  • First Thing We Do, Let's Praise All The Lawyers
  • Hooray For SIFMA! Sanity In The News.
  • Heresy In The Practice Of Law - No Billable Hours!
  • A Black Friday Retrospective
  • Get Your Broker's History For Free
  • Morgan Stanley Fined For Hiding Emails.
  • The Case for Standby Email Accounts
  • Broker Transfer Tactics Get SEC Scrutiny
  • Electronic Document Management - A Practical Application
  • Feingold-Johnson Bill to Eliminate Consumer Arbitration.
  • Unregistered Securities Sales - Buyer Beware
  • Internet Telephone Calls For Dummies, Including Lawyers
  • Domestic Service Employees Are Exempt from Overtime Requirements under the FLSA
  • Hedge Fund Collapse Featured on YouTube
  • Technology Abuse Redux
  • Changes in Technology - The View From an Old Guy
  • Two Bear Stearns Hedge Funds File for Bankruptcy
  • "Old" New NASD name is a "no go."
  • Dobin & Jenks Successfully Represents Former Advest Stockbroker
  • Form U-4 Disclosure Requirements for Stockbrokers - Remember Box 28
  • Mutual Fund B Shares Examined by NASD
  • Jupiter, Florida Law Firm Successfully Represents "The Lazy CPA"
  • Faulty Data Leads to Faulty Conclusions
  • Wrap Fee Accounts Are Sill in The News.
  • Equity Index Annuities - A Roach Motel For Your Money
  • Stockbroker Form U-5 Defamation Claims in New York – down but not out.
  • Electronic Image Management - Using David's Slingshot
  • Mandatory Securities Arbitration - It's not dead yet.
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Recent Entries

  • May 5, 2008 4:44 AM
    I'm Quoted in Registered Rep Magazine This is exciting for me and not just because it...
  • April 28, 2008 4:29 AM
    NY Court Upholds U-5 Immunity In another installment of the incompetent/malevolent broker/dealer guidebook, Barclays Capital...
  • April 21, 2008 4:00 AM
    FINRA Changes Arbitration Hearing Practices In an email from FINRA, formerly NASD, dated April 14,...
  • March 31, 2008 4:53 AM
    Microsoft Live.com Feature Gives Everyone a New Perspective I admit that there are times when I am easily...
  • March 30, 2008 6:12 AM
    Head Shaving To Cure Cancer When I'm not practicing law, you might find me at...

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